Forms

1. Account Opening Form (Individual / Joint Account)
2. Account Opening Form (Corporate Account)
3. Certified Extract of Resolution
4. Deed of Guarantee
5. Checklist to “Professional Investor” Client
6. Authorization Letter From Margin Clients
7. W-8BEN
8. W-8BEN-E 
9. W-9
10. Change of Client Information
11. Checklist – Documents to be provided by Investor for account opening
12. Corporate Representative / Proxy Request Form
13. Proxy Form – Not Attending
14. Self-Certification – Individual
15. Self-Certification – Entity
16. Self-Certification – Controlling Person
17. Confirmation of compliance with AML and CTF requirements
18. Client Risk Tolerance Level Questionnaire
19. Client Consents – Hong Kong Investor Identification Regime (HKIDR)
20. Corporate Client Consent Letter – Hong Kong Investor Identification Regime (HKIDR)
21. Trust Account Withdrawal
22. Settlement Instruction (S.I.) Request Form
23. Physical Stock Withdrawal Application Form
24. Closure of Accounts

T & C

1. Terms and Conditions